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The Pensions Regulator is getting tougher on auto-enrolment compliance.

They may impose fines ranging from a £400 fixed penalty, to a varying daily escalating penalty from £50 to £10,000 for continuous non-compliance.

 
 
   
 
 
 
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During this debate Vince Smith-Hughes and Les Cameron of Prudential were joined by Andy Kirby, CEO of Money Alive and Director of Mint Wealth Management, Rory Percival, Regulatory Consultant and Damian McPhun, Partner at Beale & Co Solicitors. 
 
 
 
 
 
 
 
 
FundsNetwork look at the key considerations around the annual allowance – what it is and how it works. He explores the following in detail
 
 
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From 31st August 2018 to the 1st Sept 2019 the FCA carried out 39 consultations.

During this time there were 93,000 active, registered firms, 35,000 organisations with a single registered individual and 57,000 directly authorised firms on the FCA register.  Despite this, from July to October 2019 there were just 228 responses - an average of 45.6 per consultation.

We greatly appreciate your views on this matter and will share results with the FCA (anonymously) to try and improve processes going forward. This will take around 3 minutes to complete.

 
 
   
 
 
 
 
 
 
 
Rathbones’ stewardship director Matt Crossman explains the Principles for Responsible Investing and how we’ve been putting them into practice over the past 10 years.
 
 
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Square Mile recently surveyed a number of UK Financial Advisers to ascertain more information on how they run their businesses, spend their time, construct their investment proposition and where they see most growth in the future.
 
 
 
 
 
 
 
 
Recent media, generated in part in response to a recent SCM report, indicate that greenwash fears are growing apace.
 
 
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